Securities Law

We regularly advise clients who desire to engage in fundraising activities for their businesses and have represented various companies in the preparation of private placement memorandums, proxy statements, securities purchase and sale agreements, and merger or reorganization agreements.  We have also advised the boards of public companies on corporate governance issues and legal matters affecting their businesses.  We have prepared numerous SEC filings for public and private companies, including Reg. D filings and '34 Act reports and have assisted numerous shareholders with 144 sales, private securities sales and personal reporting obligations.